10,996 XNAS Volume
XNAS 17 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Patel V. Mahesh | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 16,371 | 149,039 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2025 | 10,320 | 132,688 | - | - | Stock Option (Right to Buy) | |
| Fogarty Krista | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Dec 2024 | 5,943 | 19,460 | - | - | Stock Option (Right to Buy) | |
| V. Mahesh Patel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Dec 2024 | 26,691 | 149,039 | - | - | Stock Option (Right to Buy) | |
| John W. Higuchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 1,764 | 10,938 | - | - | Common Stock (Right to Buy) | |
| Richard Dana Ono | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 1,764 | 10,938 | - | - | Common Stock (Right to Buy) | |
| Jeffrey A Fink | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 1,764 | 10,938 | - | - | Common Stock (Right to Buy) | |
| Jill M. Jene | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 1,764 | 5,410 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2024 | 4,893 | 112,311 (0%) | 0% | 0 | Common Stock | |
| Krista Fogarty | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2024 | 991 | 1,727 (0%) | 0% | 0 | Common Stock | |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 5.03 per share. | 25 May 2023 | 8,706 | 107,418 (0%) | 0% | 5.0 | 43,791 | Common Stock |
| John W. Higuchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2023 | 30,000 | 156,000 | - | - | Common Stock (Right to Buy) | |
| Richard Dana Ono | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2023 | 30,000 | 166,000 | - | - | Common Stock (Right to Buy) | |
| Jeffrey A Fink | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2023 | 30,000 | 166,000 | - | - | Common Stock (Right to Buy) | |
| Jill M. Jene | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2023 | 30,000 | 62,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.32 per share. | 24 Mar 2023 | 150,000 | 1,678,090 (3%) | 0% | 0.3 | 48,000 | Common Stock |
| Richard Dana Ono | Director | Purchase of securities on an exchange or from another person at price $ 0.34 per share. | 20 Mar 2023 | 4,000 | 14,125 (0%) | 0% | 0.3 | 1,360 | Common Stock |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 17 Mar 2023 | 50,000 | 1,528,090 (3%) | 0% | 0.3 | 16,500 | Common Stock |
| Mahesh V. Patel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2023 | 300,000 | 2,542,395 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2022 | 112,500 | 2,242,395 | - | - | Stock Option (Right to Buy) | |
| Krista Fogarty | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2022 | 91,850 | 229,850 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.39 per share. | 14 Nov 2022 | 75,000 | 1,478,090 (3%) | 0% | 0.4 | 29,250 | Common Stock |
| George Nomikos, Ph.D., M.D. | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2022 | 125,000 | 125,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.41 per share. | 27 Sep 2022 | 100,000 | 1,403,090 (2%) | 0% | 0.4 | 41,000 | Common Stock |
| John W. Higuchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2022 | 22,000 | 307,490 | - | - | Common Stock (Right to Buy) | |
| Richard Dana Ono | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2022 | 22,000 | 136,000 | - | - | Common Stock (Right to Buy) | |
| Jeffrey A Fink | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2022 | 22,000 | 136,000 | - | - | Common Stock (Right to Buy) | |
| Jill M. Jene | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Jun 2022 | 22,000 | 32,000 | - | - | Stock Option (Right to Buy) | |
| Krista Fogarty | Principal Accounting Officer | Purchase of securities on an exchange or from another person at price $ 0.86 per share. | 17 May 2022 | 12,500 | 12,500 (0%) | 0% | 0.9 | 10,750 | Common Stock |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.77 per share. | 16 May 2022 | 50,000 | 1,303,090 (2%) | 0% | 0.8 | 38,495 | Common Stock |
| Jill M. Jene | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Apr 2022 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jan 2022 | 287,500 | 287,500 | - | - | Stock Option (Right to Buy) | |
| Morgan R. Brown | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Dec 2021 | 176,000 | 176,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Dec 2021 | 125,000 | 125,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 1.09 per share. | 18 Nov 2021 | 25,000 | 1,253,090 (2%) | 0% | 1.1 | 27,250 | Common Stock |
| John W. Higuchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2021 | 22,000 | 22,000 | - | - | Common Stock (Right to Buy) | |
| Richard Dana Ono | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2021 | 22,000 | 22,000 | - | - | Common Stock (Right to Buy) | |
| Jeffrey A Fink | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2021 | 22,000 | 22,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 275,000 | 275,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 28 Dec 2020 | 275,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Stephen A. Hill | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2020 | 7,500 | 12,750 (0%) | 0% | 0 | Common Stock | |
| Stephen A. Hill | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2020 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| John W. Higuchi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2020 | 3,750 | 700,248 (1%) | 0% | 0 | Common Stock | |
| John W. Higuchi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2020 | 3,750 | 3,750 | - | - | Restricted Stock Unit | |
| Richard Dana Ono | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2020 | 5,250 | 10,125 (0%) | 0% | 0 | Common Stock | |
| Richard Dana Ono | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2020 | 5,250 | 5,250 | - | - | Restricted Stock Unit | |
| Jeffrey A Fink | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2020 | 5,625 | 5,625 | - | - | Restricted Stock Unit | |
| Jeffrey A Fink | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Dec 2020 | 5,625 | 6,562 (0%) | 0% | 0 | Common Stock | |
| Morgan R. Brown | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 28,125 | 202,941 (0%) | 0% | 0 | Common Stock | |
| Morgan R. Brown | EVP and CFO | Sale of securities on an exchange or to another person at price $ 1.35 per share. | 15 Dec 2020 | 8,437 | 194,504 (0%) | 0% | 1.4 | 11,390 | Common Stock |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2020 | 160,000 | 160,000 | - | - | Stock Options (Right to Buy) | |
| Morgan R. Brown | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 28,125 | 28,125 | - | - | Restricted Stock Unit | |
| Mahesh V. Patel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 45,000 | 45,000 | - | - | Restricted Stock Unit | |
| Mahesh V. Patel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Dec 2020 | 375,000 | 375,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.35 per share. | 15 Dec 2020 | 15,000 | 1,228,090 (2%) | 0% | 1.4 | 20,250 | Common Stock |
| Mahesh V. Patel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2020 | 45,000 | 1,243,090 (2%) | 0% | 0 | Common Stock | |
| Morgan R. Brown | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 04 Dec 2020 | 17,250 | 104,062 (0%) | 0% | 1.6 | 27,024 | Common Stock |
| Morgan R. Brown | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2020 | 70,754 | 174,816 (0%) | 0% | 0 | Common Stock | |
| Morgan R. Brown | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2020 | 57,500 | 57,500 | - | - | Restricted Stock Unit | |
| Morgan R. Brown | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2020 | 70,754 | 70,754 | - | - | Restricted Stock Unit | |
| Morgan R. Brown | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2020 | 57,500 | 121,312 (0%) | 0% | 0 | Common Stock | |
| Mahesh V. Patel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.57 per share. | 04 Dec 2020 | 43,500 | 1,075,112 (2%) | 0% | 1.6 | 68,134 | Common Stock |
| Mahesh V. Patel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2020 | 145,000 | 1,118,612 (2%) | 0% | 0 | Common Stock | |
| Mahesh V. Patel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2020 | 145,000 | 145,000 | - | - | Restricted Stock Unit | |
| Mahesh V. Patel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2020 | 122,978 | 122,978 | - | - | Restricted Stock Unit | |
| Mahesh V. Patel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2020 | 122,978 | 1,198,090 (2%) | 0% | 0 | Common Stock | |
| Stephen A. Hill | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2020 | 22,000 | 22,000 | - | - | Stock Options (Right to Buy) | |
| John W. Higuchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2020 | 22,000 | 22,000 | - | - | Stock Option (Right to Buy) | |
| Richard Dana Ono | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2020 | 22,000 | 22,000 | - | - | Stock Option (Right to Buy) | |
| Jeffrey A Fink | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2020 | 22,000 | 22,000 | - | - | Stock Option (Right to Buy) | |
| John W. Higuchi | Director | Purchase of securities on an exchange or from another person at price $ 0.32 per share. | 17 Mar 2020 | 220,000 | 696,498 (1%) | 0% | 0.3 | 69,542 | Common Stock |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2020 | 132,000 | 132,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jan 2020 | 300,000 | 300,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.38 per share. | 31 Dec 2019 | 40,000 | 973,612 (2%) | 0% | 0.4 | 15,340 | Common Stock |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.40 per share. | 10 Dec 2019 | 25,000 | 933,612 (1%) | 0% | 0.4 | 9,975 | Common Stock |
| Morgan R. Brown | EVP and Chief Financial Office | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2019 | 57,500 | 81,062 (0%) | 0% | 0 | Common Stock | |
| Morgan R. Brown | EVP and Chief Financial Office | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2019 | 70,754 | 70,754 | - | - | Restricted Stock Unit | |
| Morgan R. Brown | EVP and Chief Financial Office | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2019 | 57,500 | 57,500 | - | - | Restricted Stock Unit | |
| Morgan R. Brown | EVP and Chief Financial Office | Sale of securities on an exchange or to another person at price $ 0.41 per share. | 04 Dec 2019 | 17,250 | 63,812 (0%) | 0% | 0.4 | 7,076 | Common Stock |
| Mahesh V. Patel | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 0.41 per share. | 04 Dec 2019 | 43,500 | 908,612 (1%) | 0% | 0.4 | 17,835 | Common Stock |
| Mahesh V. Patel | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2019 | 122,978 | 122,978 | - | - | Restricted Stock Unit | |
| Mahesh V. Patel | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2019 | 145,000 | 145,000 | - | - | Restricted Stock Unit | |
| Mahesh V. Patel | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Dec 2019 | 145,000 | 952,112 (1%) | 0% | 0 | Common Stock | |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.43 per share. | 26 Nov 2019 | 700 | 784,084 (1%) | 0% | 0.4 | 299 | Common Stock |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.43 per share. | 26 Nov 2019 | 1,272 | 783,384 (1%) | 0% | 0.4 | 543 | Common Stock |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.43 per share. | 26 Nov 2019 | 1,100 | 785,184 (1%) | 0% | 0.4 | 470 | Common Stock |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.43 per share. | 26 Nov 2019 | 21,928 | 807,112 (1%) | 0% | 0.4 | 9,385 | Common Stock |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.40 per share. | 18 Nov 2019 | 4,931 | 737,043 (1%) | 0% | 0.4 | 1,972 | Common Stock |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.42 per share. | 18 Nov 2019 | 4,810 | 782,112 (1%) | 0% | 0.4 | 2,019 | Common Stock |
| Mahesh V. Patel | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.40 per share. | 18 Nov 2019 | 40,259 | 777,302 (1%) | 0% | 0.4 | 16,104 | Common Stock |
| Stephen A. Hill | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2019 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| John W. Higuchi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2019 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Richard Dana Ono | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2019 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Jeffrey A Fink | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2019 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 1.60 per share. | 24 May 2019 | 473 | 729,612 (1%) | 0% | 1.6 | 757 | Common Stock |
| Mahesh V. Patel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 1.64 per share. | 24 May 2019 | 2,500 | 732,112 (1%) | 0% | 1.6 | 4,100 | Common Stock |
| Mahesh V. Patel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 1.58 per share. | 24 May 2019 | 4,527 | 726,639 (1%) | 0% | 1.6 | 7,153 | Common Stock |
| Mahesh V. Patel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 1.59 per share. | 24 May 2019 | 2,500 | 729,139 (1%) | 0% | 1.6 | 3,975 | Common Stock |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2018 | 75,000 | 75,000 | - | - | Stock Option (Right to buy) | |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2018 | 115,000 | 115,000 | - | - | Restricted Stock Unit | |
| Mahesh V. Patel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2018 | 290,000 | 290,000 | - | - | Restricted stock unit | |
| Mahesh V. Patel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Dec 2018 | 150,000 | 150,000 | - | - | Stock Option (Right to Buy) | |
| Stephen A. Hill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| John W. Higuchi | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Richard Dana Ono | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 20,000 | 20,000 | - | - | Stcck Optoin (right to buy) | |
| Jeffrey A Fink | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jun 2018 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Morgan R. Brown | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 9,375 | 26,375 (0%) | 0% | 0 | Common Stock | |
| Morgan R. Brown | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 9,375 | 28,125 | - | - | Restricted Stock Unit | |
| Morgan R. Brown | EVP and CFO | Sale of securities on an exchange or to another person at price $ 3.47 per share. | 29 Dec 2017 | 2,813 | 23,562 (0%) | 0% | 3.5 | 9,773 | Common stock |
| Stephen A. Hill | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 2,500 | 7,500 | - | - | Restricted Stock Unit | |
| Stephen A. Hill | None | Sale of securities on an exchange or to another person at price $ 3.47 per share. | 29 Dec 2017 | 1,250 | 5,250 (0%) | 0% | 3.5 | 4,342 | Common stock |
| Stephen A. Hill | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 2,500 | 6,500 (0%) | 0% | 0 | Common Stock | |
| Mahesh V. Patel | Director, CEO, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 15,000 | 45,000 | - | - | Restricted Stock Unit | |
| Mahesh V. Patel | Director, CEO, President | Sale of securities on an exchange or to another person at price $ 3.48 per share. | 29 Dec 2017 | 6,000 | 722,112 (3%) | 0% | 3.5 | 20,867 | Common stock |
| Mahesh V. Patel | Director, CEO, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 15,000 | 728,112 (3%) | 0% | 0 | Common Stock | |
| John W. Higuchi | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 1,250 | 476,498 (2%) | 0% | 0 | Common Stock | |
| John W. Higuchi | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 1,250 | 3,750 | - | - | Restricted stock units | |
| Richard Dana Ono | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 1,750 | 5,750 (0%) | 0% | 0 | Common Stock | |
| Richard Dana Ono | None | Sale of securities on an exchange or to another person at price $ 3.47 per share. | 29 Dec 2017 | 875 | 4,875 (0%) | 0% | 3.5 | 3,033 | Common stock |
| Richard Dana Ono | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 1,750 | 5,250 | - | - | Restricted Stock Unit | |
| Jeffrey A Fink | None | Sale of securities on an exchange or to another person at price $ 3.47 per share. | 29 Dec 2017 | 938 | 937 (0%) | 0% | 3.5 | 3,258 | Common stock |
| Jeffrey A Fink | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 1,875 | 5,625 | - | - | Restricted Stock Unit | |
| Jeffrey A Fink | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 1,875 | 1,875 (0%) | 0% | 0 | Common Stock | |
| Gregory Brooks Bass | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 9,375 | 9,375 (0%) | 0% | 0 | Common Stock | |
| Gregory Brooks Bass | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 29 Dec 2017 | 9,375 | 28,125 | - | - | Restricted Stock Unit | |
| Gregory Brooks Bass | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 3.47 per share. | 29 Dec 2017 | 3,750 | 5,625 (0%) | 0% | 3.5 | 13,023 | Common stock |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Dec 2017 | 75,000 | 75,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, CEO, President and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Dec 2017 | 150,000 | 150,000 | - | - | Stock Option (Right to Buy) | |
| Gregory Brooks Bass | EVP and Chief Commercial Offic | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Dec 2017 | 75,000 | 75,000 | - | - | Stock Options (Right to Buy) | |
| John W. Higuchi | None | Grant, award, or other acquisition of securities at price $ 3.76 per share. | 12 May 2017 | 17,200 | 475,248 (2%) | 0% | 3.8 | 64,672 | Common Stock |
| Jyrki Mattila | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2017 | 15,000 | 15,000 | - | - | Restricted Stock Unit | |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2017 | 37,500 | 37,500 | - | - | Restricted Stock Unit | |
| Stephen A. Hill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2017 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| Mahesh V. Patel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2017 | 60,000 | 60,000 | - | - | Restricted Stock Unit | |
| John W. Higuchi | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2017 | 5,000 | 5,000 | - | - | Restricted Stock Unit | |
| Richard Dana Ono | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2017 | 7,000 | 7,000 | - | - | Restricted Stock Unit | |
| Jeffrey A Fink | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jan 2017 | 7,500 | 7,500 | - | - | Restricted Stock Unit | |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Dec 2016 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Jyrki Mattila | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Dec 2016 | 40,000 | 40,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, President, CEO and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Dec 2016 | 140,000 | 140,000 | - | - | Stock Option (Right to Buy) | |
| Stephen A. Hill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 10,000 | 10,000 | - | - | Common Stock (right to buy) | |
| John W. Higuchi | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 10,000 | 10,000 | - | - | Common Stock (right to buy) | |
| Richard Dana Ono | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 10,000 | 10,000 | - | - | Common Stock (right to buy) | |
| Jeffrey A Fink | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2016 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Morgan R. Brown | Executive Vice President/CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2016 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Jyrki Mattila | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2016 | 40,000 | 40,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jan 2016 | 140,000 | 140,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Sep 2015 | 2,000 | 885,632 | - | - | Common Stock | |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Sep 2015 | 700 | 886,332 | - | - | Common Stock | |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Sep 2015 | 1,300 | 887,632 | - | - | Common Stock | |
| John W. Higuchi | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Sep 2015 | 5,000 | 693,382 | - | - | Common Stock | |
| Stephen A. Hill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2015 | 20,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| John W. Higuchi | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2015 | 20,000 | 201,490 | - | - | Stock Option (Right to Buy) | |
| Richard Dana Ono | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2015 | 20,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Jeffrey A Fink | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2015 | 20,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Jyrki Mattila | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2015 | 10,000 | 90,000 | - | - | Stock Option (Right to Buy) | |
| Jyrki Mattila | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2015 | 80,000 | 80,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 Nov 2014 | 2,000 | 885,632 | - | - | Common Stock | |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 24 Nov 2014 | 2,000 | 883,632 | - | - | Common Stock | |
| Richard Dana Ono | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Nov 2014 | 4,000 | 4,000 | - | - | Common Stock | |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Nov 2014 | 100 | 881,632 | - | - | Common Stock | |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 14 Nov 2014 | 1,900 | 881,532 | - | - | Common Stock | |
| Stephen A. Hill | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Nov 2014 | 4,000 | 4,000 | - | - | Common Stock | |
| Mahesh V. Patel | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 Nov 2014 | 2,000 | 879,632 | - | - | Cmmon Stock | |
| Morgan R. Brown | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2014 | 34,268 | 34,268 | - | - | Stock Option (right to buy) | |
| Mahesh V. Patel | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2014 | 105,116 | 105,116 | - | - | Stock Option (Right to Buy) | |
| Srinivasan Venkateshwaran | VP RandD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2014 | 10,363 | 10,363 | - | - | Stock Option (Right to Buy) | |
| Gerald T. Simmons | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Aug 2014 | 11,942 | 11,942 | - | - | Stock Option (Right to Buy) | |
| Stephen A. Hill | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2014 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Richard Dana Ono | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2014 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Jeffrey A Fink | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2014 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Robert Merrell | VP Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2013 | 4,000 | 4,000 | - | - | Stock Option (Right to Buy) | |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2013 | 5,000 | 5,000 | - | - | Restricted Stock Unit | |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2013 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2013 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Mahesh V. Patel | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2013 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| Srinivasan Venkateshwaran | CTO and VP RandD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2013 | 7,500 | 7,500 | - | - | Stock Option (Right to Buy) | |
| Gerald T. Simmons | VP Corp Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Dec 2013 | 5,000 | 5,000 | - | - | Stock Option (Right to Buy) | |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2013 | 12,000 | 12,000 | - | - | Common Stock | |
| Morgan R. Brown | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2013 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) |